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Fruits & Votes is the Web-log of Matthew S. Shugart ("MSS"), Professor of Political Science, University of California, Davis.

Perspectives on electoral systems, constitutional design, and policy around the world, based primarily on my research interests.

Also experiences with growing many varieties of fruit (always organic) and other personal interests. Please see the Mission Statement for more. (There is also an explanation of the banner.)

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  • 25 May 2011

    Planted by MSS
    Planted in: Mixed-member; South Africa

    It appears that South Africa used a mixed-member system in its recent municipal elections, based on an example of how the system works.

    Probably MMP, but with seats won by independents (i.e. candidates without an affiliated party list) removed from the calculations of how many compensatory seats from the list each party obtains.

    Propagation: Seeds & scions (3)


    20 March 2011

    Planted by MSS
    Planted in: Party lists; South Africa

    With municipal elections in South Africa set for 18 May, Terry Tselane, commissioner of the Independent Electoral Commission, is appealing to parties to make sure they each submit only one list.

    An excerpt, from The New Age:

    “We know that political parties have issues of tension about who is actually a leader of that political party. It will have implications in terms of how we run our processes. It is on that basis that we are saying that political parties must submit the list of those people that will be authorised. We are trying to avoid a situation where in the morning you receive a list from political parties from one specific leadership and later on another one comes and says the person who submitted the list is not authorised,” he added.

    Asked how they would resolve a situation like that in Cope, where there were two factions each claiming to be in charge Tselane responded: “We are operating on the basis of information submitted to us before the (2009) elections. Until such time that there are changes we will continue to operate on the basis of information they submitted to us.”

    Propagation: Seeds & scions (5)


    23 April 2009

    Steven Taylor has posted an image of the ballot for Wednesday’s South African parliamentary election.

    It is a classic closed-list ballot: no candidates’ names included.* Just the photo of the no. 1 candidate–the one who will become “President” if the party wins the majority or leads a coalition.

    In a separate post, Steven discusses the patterns of national and provincial lists.

    Regarding the no. 1 candidate on each national list: he or she is technically the party’s “presidential candidate.” Yet another of those subtleties usually missing from the media coverage is that the successful candidate, while having the title of President, is really a prime minister: the election is not direct (because becoming President depends on the outcome of the parliamentary election), and the occupant of the post is subject to removal by a majority in a no-confidence vote.

    Of course, one party is going to get an overwhelming majority once again, and the leadership will have chosen the individual legislators–due to the closed list.

    It is also worth noting that the President/prime minister is also head of state, which is rather unusual for a parliamentary system. The occupant of the office is also limited in tenure, which is also unusual. So the roles of head of government and state are fused, but South Africa is without qualification a parliamentary system.

    _______
    * Elsewhere, some closed-list ballots do list some (or, if the district is small, all) of the candidates and not just the leader. But given that such ballots allow no candidate voting, there is no “mechanical” need to show candidates. That’s what I mean by “classic” closed list: just the parties (and their candidate for national executive). (I suppose one could say it would even more classic if even the no. 1 candidate were not shown. I am not aware of such a ballot, but perhaps one has existed somewhere.)

    Propagation: Seeds & scions (18)


    22 April 2009

    Planted by MSS
    Planted in: CONSTITUTIONS; South Africa

    Continuing this week’s theme of educating reporters, I would note that the lack of comparative politics understanding in the news media is not just an American affliction. On Deutsche Welle’s (English-language) Journal TV program this morning, a report on the South African election indicated that the main question was whether the ANC would retain the two thirds majority it needs “to make laws.”

    Now I do not deny that some constitutions require two-thirds majorities to make certain laws (and sometimes not only constitutional amendments). And the ANC may well have an agenda for the coming term that would require super-majorities to accomplish. However, one might have gotten the impression from the report that all laws require two thirds to pass in South Africa. One would be mistaken in that impression; like most democratic legislatures, most decisions are taken by (simple) majority (see Article 53).

    Propagation: Seeds & scions (1)


    19 April 2009

    Planted by MSS
    Planted in: South Africa

    I offer up this space for discussion of South Africa’s general elections on 22 April.

    The main question of interest is how strong a performance we will see from the Congress of the People (COPE), which split from the currently hegemonic African National Congress (ANC). Could the ANC fall below a majority? If it did, that would be some fall, given that it won almost 70% of votes and seats in 2004.

    Nelson Mandela made a “surprise” appearance at the ANC’s final election rally. That presumably can’t hurt.

    Propagation: Seeds & scions (4)


    19 September 2008

    I have been wanting to address this issue, but have lacked time. Fortunately, Alan came to my rescue. Here, moved from a previous comment thread, is some information from Alan. (Thanks for planting, Alan!)

    South Africa may be about to experience its first presidential removal. The relevant provision of the constitution is:

    102. Motions of no confidence

    If the National Assembly, by a vote supported by a majority of its members, passes a motion of no confidence in the Cabinet excluding the President, the President must reconstitute the Cabinet.

    If the National Assembly, by a vote supported by a majority of its members, passes a motion of no confidence in the President, the President and the other members of the Cabinet and any Deputy Ministers must resign.

    [Alan again.] If the motion is successful the speaker acts as president until the assembly elects a new president. A new election only happens if the assembly does not complete an election within 30 days.

    [MSS again] My subject line deliberately points to the unusual case of South Africa’s institutions: the country’s constitution is clearly parliamentary (fused origin–i.e. there are no separate executive elections–and fused survival in the sense of executive dependence on parliamentary confidence). Yet, rather unusually for a parliamentary system, the head of the parliamentary majority is also the head of state. Thus he really is both a prime minister and president, and his title is the latter. He is also subject to term limits.

    To make things even more unusual, from a parliamentary standpoint, the ruling ANC replaced its leader a while ago (from Mbeki to Zuma), yet the PM/president was not changed. This sort of ‘dyarchy’ is not unheard of, but is rare in parliamentary systems. (Various aspects of this developing dyarchy have been covered in past plantings: just click on the country name in the “Planted in” line and they will come up on the same page.)

    Propagation: Seeds & scions (13)


    11 March 2008

    Planted by MSS
    Planted in: Party lists; South Africa

    From Business Day (Johannesburg), via All Africa, comes a report on the African National Congress leadership in the province of KwaZulu-Natal beginning to prepare its (closed) party lists for the 20009 general election:

    At the best of times, compiling candidate lists for seats in Parliament poses major challenges as the party tries to derive maximum benefit in the deployment of its cadres. It is a complicated process, requiring a deep understanding of the nature of an organisation that draws support from such diverse interest groups.

    The lists have to mirror, as much as possible, the core constituency of the ANC while at the same time ensuring that particular skills and talents are retained. As the party grows in rural areas, eroding steadily what was once the Inkatha Freedom Party’s (IFP’s) key support base, it has to reflect that in the line-up for the election.

    The party also benefited spectacularly from the now out-of-favour floor-crossing legislation. Common decency would require that those who brought with them seats from other parties should at least be placed favourably on the list to ensure they go back to Parliament.

    Then, of course, there is the drive to attain a 50% representation of women, which should mean more than a handful of men will be looking for other jobs next year.

    Traditionally, the list process has to ensure that there is decent representation of the interests of the alliance partners — a particularly important component if we remember the support given to Jacob Zuma ahead of the last elective ANC conference.

    It is indeed also time to reward those who worked tirelessly for Zuma’s win. Payback time, if ever there was one. The question is whether the ANC will be prepared to sacrifice the experience and talent of the comrades who were anti-Zuma. [...]

    The article also notes that the ANC’s task is especially critical in KwaZulu-Natal, as in that province the IFP and the ANC are likely to be in “a fierce contest.” In other words, to the extent that voters pay attention to the candidates on (or at least near the top of) the lists, candidate quality may sway some votes between the parties. Moreover, the uncertainty about how many seats the party will win complicates its fine intraparty balancing act, as some candidates chosen to represent one or another group or to bring one or another skill to parliament may fail to win seats, if the party performs more poorly than expected.

    And then, of course, there is the wild card of the trial of Zuma, if it goes ahead.

    A second article from the same source notes the changing nature of the relationship between the party and the government and the impact this is having on the party’s internal processes.

    Crucially, power has seeped away from the executive as the ANC grapples with the now stark differences between the party in government and Luthuli House. The fluidity continues to express itself in all areas of our public discourse and within our institutions generally. Parliament is no different in that respect. The ANC parliamentary caucus simply reflects the political fluidity of the moment. It is for this reason that MPs suddenly find themselves with the political space for manoeuvre and the ability to question the executive openly.

    …For too long now, Parliament has been tired, mostly reactive and seldom proactive in raising debate or questioning the status quo.

    …What is clear and probably predictable is that the ANC within Parliament is unable to separate itself from the political turmoil within the party.

    As the party list conference and next year’s elections loom, there will inevitably be tensions as party members fight to retain their positions on the party list.

    It seems unlikely that the ANC will fall below a majority in parliament any time soon, but is the executive’s hegemony breaking down on the intraparty dimension? Or is this just a transitional phase, brought about by the rather odd situation (for a parliamentary system) of a party leadership change before the end of the term of the current chief executive?

    Propagation: Seeds & scions (0)


    23 January 2008

    Planted by MSS
    Planted in: South Africa; VOTES

    Interesting commentary from Patrick Lawrence, originally from the Sunday Independent in South Africa: Zuma can challenge Mbkei, if he wants to.

    A motion of no confidence by allies of newly elected ANC head Jacob Zuma against the now lame-duck administration of President Thabo Mbeki is apparently being considered…

    thereby bringing the Mbeki administration to a premature end and terminating the dichotomy between a Zuma-controlled ANC and an Mbeki-controlled government, which is so irksome to the new order in the ANC.

    The author analyzes the political considerations–the intra-ANC ones are about all that count here–and suggests:

    Taking all these considerations into account, a motion of no-confidence in Mbeki, a call for the dissolution of parliament and an early election seem almost certain to succeed.

    Whether Zuma will take this route and incur the risk of aggravating the existing animosities within the ANC and of launching the political equivalent of a civil war remain to be seen.

    The current dual leadership is indeed anomalous for what is in fact a parliamentary system. However, one might think that if it was clear that the Zuma forces could muster the votes, Mbeki would be prevailed upon to resign rather than to face the spectacle of losing a vote of no confidence in a parliament in which his party has almost three fourths of the seats.

    Propagation: Seeds & scions (0)


    07 December 2007

    Planted by MSS
    Planted in: Party lists; South Africa; VOTES

    Could the intraparty leadership conflict within the African National Congress (ANC) result in early elections? All Africa reports that it is being considered. However, it takes a majority of all members of the National Assembly to call early elections, so if only one of the contending factions–those led by current President (PM) Thabo Mbeki and his likely successor Jacob Zuma–voted for dissolution, it could happen only with the consent of the opposition. Which is not likely forthcoming.

    A consideration of the ANC factions is the construction of party lists for any possible early election:

    Sitting ANC MPs, who would have to vote in numbers to dissolve Parliament, might not be keen on the idea as their primary concern would be to gain electable positions on the party’s list for the scheduled 2009 election. The new lists will be compiled after list conferences late next year. It is not clear whether the election would be held according to the 2004 lists or whether there would time for new lists to be compiled.

    South Africa, as discussed here previously (see the South Africa planting before this one, and in particular its comment thread), is one of the very rare cases of a parliamentary system in which the head of government is subject to a term limit. The head is called President because, in addition to being chosen by and responsible to parliament, the head of government is also the head of state. Mbeki has been President since 1999 and would hit his constitutional ten-year limit with the scheduled 2009 election, so he is a lame duck.

    The National Assembly is elected by closed-list PR, in large districts, and there is also a separate national list. In other words, list rank is pretty much everything in this system, and the ANC, as a hegemonic party, has a lot of safe list ranks to hand out.

    Propagation: Seeds & scions (2)


    16 May 2006

    Planted by MSS
    Planted in: Mexico; Party lists; South Africa; VOTES

    Via the Mail and Guardian, South Africa’s Country Self Assessment Report, prepared before the second African Peer Review Mechanism conference in Soweto, notes that

    A wide variety of submissions noted the unintended problems of the nation’s party list electoral system, which stifles dissent and ensures accountability to parties rather than citizens.

    It is important to add to this conclusion that the problem is not necessarily party lists, per se, but three more specific factors that, in combination, would be expected indeed to limit accountability of legislators and party leaders–including the executive–to the electorate:

      Closed party lists
      High district magnitudes
      A hegemonic party

    Very few successful democracies have all three of these factors, or even the first two.

    Closed lists mean that individual legislators depend for their ability to win election and reelection on the rankings given by the party organization, and not on the voters.

    High district magnitudes mean long lists, such that a large percentage of legislators are likely invisible to voters.

    A hegemonic party–the African National Congress, in this case–means that the lists are longer still (because in most of the large districts most legislators are coming off one list) and also that there is no other party to serve as a credible alternative for voters.

    The South African combination of closed lists, exceptionally high magnitudes, and a hegemonic party is unusual, and worrisome for the country’s democratic development.

    The report, cited above, notes:

    power is concentrated in the presidency and because of his control of the ruling party and ability to appoint [provincial] premiers, directors-general, mayors and party lists, he can end the career of anyone seen to have embarrassed or disagreed with party policy. [my emphasis]

    This description sounds very much like standard accounts of Mexico in the decades of hegemony of the PRI. One difference is that South Africa’s “president” is actually a prime minister, who could be removed by the legislative party; however, this is a distinction with little difference in the context of such top-down intra-party authority. Worse for South Africa in this comparison with PRI-era Mexico is that South Africa’s fused party-leader/executive is not subject to a single-term limit, as Mexico’s presidency has been ever since the 1917 constitution.* Also, it is worth noting that, for all the apparent top-down authority in the PRI, Mexico never had a fully closed-list electoral system. In fact, for most of the 20th century most Mexican legislators were elected in single-seat districts and there was much more local and state-level accountability within the party than is conventionally recognized. And much more than appears to be the case in South Africa.

    Single-seat districts–for all their other limitations–usually inhibit the kind of stifling central authority that developed in Mexico, and presidents always had to negotiate with state and local leaders to maintain their temporary leadership of the party and government. The ANC could be evolving in a more Priista direction than the PRI itself.

    Among established democracies that use PR, a fairly well kept secret is that very few have closed lists. Those that do, like Spain, have many smaller magnitudes as well as more competitive party politics. Others use closed lists alongside single-member districts, like Germany and New Zealand. Most European democracies use flexible lists, in which voters may (or must, in some cases) give preference votes that potentially change the list order. Still others–Finland and Switzerland, for example–use fully open lists in which the rank order of candidates depends solely on voters and not on party organizations.

    South Africa has its national legislators elected in nine provincial districts with an average magnitude of 22. And then it has 200 more legislators elected from a national list. By contrast, the largest district using a closed list that I am aware of in a European “pure” PR democracy is the district for Lisbon, Portugal, which has fluctuated over the years in the 40-55 range. But Portugal as a whole has a much smaller average magnitude than even South Africa’s 22 for the regional lists (to say nothing of the 200!), and of course, Portugal does not have a single dominant party, so only a few Portuguese legislators are elected at ranks much lower than around 10th.

    Among mixed-member systems, New Zealand has a very high magnitude for its PR tier (50+), but it also has 60+ single-seat districts. One can debate whether the “mixed” nature of the system ameliorates the accountability problem of the closed lists or not, but that is a topic for another thread. Germany’s MMP system is sometimes characterized as having a national PR district, but it does not. It has nationwide compensation on the interparty dimension, but only state-level allocation on the intraparty. And only one state’s PR tier is as big as New Zealand’s, while most are far smaller.

    I have already noted the oddity of Ukraine’s 450-seat district with closed lists–a fledgling democracy that appears to have exchanged one severe accountability problem (the 225 deputies formerly elected in single-seat districts, often with little party attachment) for another. But Ukraine has no party close to hegemonic status.

    Finally, how refreshing that there is a Self Assessment Report, as part of an AU democracy-strengthenining process, about the limits of South African democracy. Would that the OAS mandated the USA to undergo such a Self Assessment!

    * As Alan notes below, the South African PM (“President”) is subject to a two-term limit, or ten years (and it could be up to just short of fifteen years in case of succession between elections). Tenure limits of any length in parliamentary systems are extremely unusual, though this is still a much longer period of time for one party leader to remain chief executive than was the case in Mexico’s PRI (6 years lifetime limit). Perhaps more importantly, it transcends across electoral terms. In Mexico, on the other hand, given their immediate “lame duck” status, presidents probably had to engage in more delicate intra-party negotiations to sustain the kind of control over other politicians of the party (of the sort described in the second quote above for South Africa).

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  • Irish Constitutional Convention: Keep STV (19)
    • Tom Round: {{MSS, COULD YOU PLEASE REPLACE MY BLANK UNDERSCORES WITH “THREE 221; AND MY SECOND 2 WITH A 3? THEN DELETE THIS? THANKS}}
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    • MSS: I see the problem with even-numbered district magnitudes (M) when M=2 or M=4, but it is not obvious to me that it remains an issue when M=6...
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