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  • 15 August 2006

    Planted by MSS
    Planted in: '06, USA, VOTES

    Charles, at Political Arithmetik, has one of his many must-read, must-view posts–this time, about trends in 2006 and past cycles in polling for US House.

    As Charles notes, Democrats tend to perform much better in this polling than in the actual voting, where real candidates–including known incumbents–are running, rather than just the “vote for party” option that the polling simulates. Even so:

    In no cycle since 1994 has the Democratic lead approached 10%, let alone exceeded it. So by the standard of “relative lead” in the generic ballot, 2006 reflects extremely strong pro-Democratic forces.

    The current trend of several poll shows an average lead for the Democrats of almost fifteen percentage points! And it has been trending mostly upward for some time.

    Of course, as Charles also notes, it is not only fraught with peril to go from generic polling to estimating the actual aggregate congressional votes, but even more peril lies in estimating seat swings based on (expected or even real) aggregate votes. But such peril never stops F&V!

    I posted some graphs of votes and seats trends over time here three months ago.* If Democrats really had a 15-point lead in national votes, that would mean around 54% of the vote (allowing for the recently typical 5% or so for third parties). Extrapolating from the graph (see link below), that would put the Democrats anywhere from about 240 seats (at the lower responsiveness of recent elections) to about 265 (using the trend over the entire post-1945 period. which is probably less likely to be relevant). (Those are ‘eyeballed’ point estimates off the graph; I think it is pointless to talk about margins of error, as long as we all understand that these are just rough estimates of what would happen if the votes translated into seats in 2006 more or less as they have in the past–whether the very recent past, or the past six decades.)

    Of course, we should not assume the polling will accurately translate into votes. As Charles shows, it does not, or else Democrats would have won each of the last six House elections. (Even 1994, Charles shows, the Democratic party had recovered from its earlier generic-polling deficit by election day!). (They did win 1996, in votes, though not in seats.)

    The following list shows, for each year since 1994, the final polling difference (always D-R), the actual difference in percentages of the total vote, and the actual difference in the two-party vote. Data on the polling are from Political Arithmetik. Actual votes data are from my files (based on Clerk of the House reports).

    The last number, in parentheses, is simply the difference between the final two-party vote and the final generic polling result. (I much prefer to use the shares of the total vote, but pollsters, in their infinite wisdom–and for that matter, most of the country-specialist political scientists–ply their craft as though there were literally only two parties.)

      1994, +3.35, -6.79, -7.05 (+10.4)
      1996, +5.45, +0.30, +0.32 (+5.13)
      1998, +8.03, -0.89, -0.93 (+8.96)
      2000, +5.26, -0.34, -0.36 (+5.62)
      2002, +1.49, -4.62, -4.88 (+6.37)
      2004, -1.07, -2.76, -2.88 (+1.81)

    So, on average, the final poll has overstated the Democratic party vote advantage by 6.38 percentage points! (Note that the one year when the polls showed Republicans ahead was also the year with the smallest error of estimate, while the year the Republicans took control of the House from the Democrats was the year with, by far, the greatest error from poll to actual votes.)

    If we take Charles’s current average of generic polls (+14.65 Dem) and subtract the average difference between final polling and actual votes (6.38), we would have an estimated Democratic advantage of “only” +8.27. That would be roughly 51.6% votes for the Democrat (again allowing around 5% “other”). Now, doing our perilous extrapolations, we get a range of anything from around 225 seats (a bare majority, assuming the votes-to-seats conversion will be as nonresponsive as it has been in the last decade) to around 245.

    Of course, if the generic trend continues upward for Democrats, it would become quite unlikely that they would not be the majority party in the next House. On the other hand, the relative nonresponsiveness of the current House electoral system to votes swings would suggest that even a small recovery for the Republicans in the generic polling by early November could keep the current majority intact.

    No, we can’t make any predictions, unfortunately. It looks bad for the Republicans. You already knew that. But Democrats could fail to capitalize on their current good polling. You probably aleady knew that, too. What I hope this discussion shows is that a failure to “capitalize” would not necessarily be from bad tactics (as the media will tell us), but from underlying structural features of the US House electoral system. To review, those are (not necessarily in order of importance):

      1. Voters vote for candidates, not parties.
      2. The party polling tends to overstate voter preferences for living, breathing Democrats, and has done so for many years (even in 1994).
      3. The process of allocating House seats is not as responsive to vote shifts as it once was.


    * “Votes and seats in the US House,” and

    “Presidential approval and midterm vote and seat loss.”

    Propagation:


    Fruits and Votes grafted The US Congress result
    Fruits and Votes grafted US House and Senate: Rothenberg’s updates
    Fruits and Votes grafted Candidate quality isn’t everything
    Fruits and Votes grafted 22 seats?

    6 ideas sprouting

    1. I wonder if you don’t have your final bullet points upside down– it seems to me that the electoral map-drawing is more important than any other factor.

      In fact, you might say that the polls have it right and the elections understate Democratic support. Vote totals in the least competitive districts tend to be much lower than in competitive districts, so the party that wins more of its seats in highly safe race will end up with a lower share of the total vote.

      As for the “vote for the man, not the party” principle: does this refer to the way ballots are made up, or to voter behavior? Because if it’s the latter, I think there’s room for some skepticism. Incumbents who get out of sync with their districts– like Connie Morella, for example– quickly find themselves in trouble.

      Seed planted by J Gibson — 17 August 2006 @ 16:45

    2. JG, excellent point on turnout varying with competitiveness of districts, though I have no idea the extent to which that might affect the translation of the latent party support (as expressed in polls) into actual votes for a party.

      On whether voters vote for party or candidate, of course party remains the buggest predictor of vote. The point I was making is simply the (not very controversial) claim that candidate quality matters. Thus many voters who might generically like one party (and tell pollsters thus) will nonetheless vote for a candidate of the other (for his or her record of constituency service, or personal qualities, or whatever).

      As for the bullet points, they were not meant to be in order of importance. I have edited the post to indicate that.

      Seed planted by MSS — 17 August 2006 @ 17:34

    3. 22 seats?

      The latest issue of PS includes two different political science studies, using different methodologies, which conclude that the Democrats will pick up 22 seats in the House.

      …Back in mid-August when the generic polling lead that the Democrats held was a mere 14.65 percentage points, a twenty-two-seat pickup was at the low end of my very different estimation methodology…

      Scion grafted by Fruits and Votes — 19 October 2006 @ 09:22

    4. Candidate quality isn’t everything

      …as Stuart Rothenberg notes, this election is shaping up to be one of those rare cases in which candidate quality may not matter all that much.

      Scion grafted by Fruits and Votes — 31 October 2006 @ 14:03

    5. US House and Senate: Rothenberg’s updates

      If Rothenberg’s district-by-district analysis turns out to be correct, was my aggregate method of estimation prescient or lucky?

      Scion grafted by Fruits and Votes — 03 November 2006 @ 10:54

    6. The US Congress result

      No further analysis till the aggregate vote totals are in. The USA is the only (allegedly) advanced democracy in which aggregate national party vote totals are not immediately available. Given that I am one of those few (the only?) psephologists who actually use aggregate national party vote totals to understand US elections, I can’t do any analysis yet. I won’t be able to say for a while whether the House result was closer to my projection based on low responsiveness (225) than to a projection based on the longer-range relationship of votes and seats (245) because of a vote swing lower than could have been expected for such an unpopular president, or if the seat swing was low for the aggregate vote swing that resulted.

      Scion grafted by Fruits and Votes — 09 November 2006 @ 21:07

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