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Fruits & Votes is the Web-log of Matthew S. Shugart ("MSS"), Professor of Political Science, University of California, Davis.

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  • 14 September 2005

    Planted by MSS
    Planted in: Afghanistan; VOTES

    This post continues my series on the elections of September.

    As I noted in a previous post, the Afghan elections of September 18 will be held under the single nontransferable vote system. Even if party affiliations are on the ballot, SNTV undermines the collective identity of parties by its very nature, and this has significant consequences for the way national politics is conducted.

    With SNTV each electoral district elects more than one legislator, but unlike with proportional representation, there is no means for votes to be shared across candidates of the same party in the district. Instead, the winners are just the individual candidates with the most votes, regardless of party affiliation.

    SNTV is a fairly rare electoral system, and for good reason. Most political scientists who specialize in electoral systems would consider it one of the very worst of all ways to elect legislators. SNTV was used in Japan till 1993, and that is the most famous case of the system. (The current legislatures of Colombia and Taiwan have been elected under SNTV, but the system will be replaced as of the next elections in those countries. It is also used in Jordan and Vanuatu (!), as well as some local nonpartisan elections in Alabama.)

    In Japan’s post-war use of SNTV, the largest district was usually six seats, and most districts had 3 or 5 seats. Even such relatively small districts created an extremely personalized form of politics, with a dominant (but deeply factionalized) major party and a very fragmented opposition—both results created by the low share of votes a candidate needs in order to win under SNTV and the absence of mechanisms by which candidates of the same party can benefit from their copartisans’ vote-pulling ability.

    In the Afghan case, the number of legislators elected is extremeley high in some provinces. For instance:

    Kabul Province, with the largest concentration of population, has 34 seats and the voters will be casting their choice for only one of the 403 candidates, including 64 women.

    The winners will be the top 34, with the proviso that 9 have to be women (thus meaning, in practice, some men with higher vote totals will be skipped to ensure that no fewer than 9 of the 64 women are elected).

    Barnett Rubin, in the International Herald Tribune back in March, 2005, said it well:

    the system favors well-organized minorities, despite voter intentions. One or two well-known candidates may garner the lion’s share of votes. After that, among dozens or hundreds of individuals on the ballot, representatives can be elected with very few votes. Which lower-ranked candidates win is at best random, and at worst, the result of manipulation.

    Similarly, the International Crisis Group (IGC) has described this electoral system as a “lottery.”

    Indeed, given 34 seats, it is likely some of the legislators elected in Kabul will have been the choice of fewer than 1.5% of voters in the district. (A good rule of thumb is that half a ‘Hare quota’ is sufficient for election under SNTV, where the quota is the reciprocal of the number of seats in the district.) But given the phenomenon described by Rubin, the last candidate elected could have far less than 1.5%.

    The Age (Melbourne) explains the choice of this unusual system as follows:

    The prohibition on candidates running under a party banner exists because, in the absence of a mature democracy, political parties become vehicles for personal leadership aspirations rather than a genuine policy platform.

    This is certainly a valid point. The strict party-based electoral system of Iraq did indeed generate parties based more on allegiance to identifiable leaders—think Grand Ayatollah Sistani, for example—rather than programmatic parties on the West European model. Most voters in Iraq, where the requirement was to pick a list, rather than a candidate, simply voted for the party list associated with religious or ethnic leaders they recognized.

    But how will Afghan voters vote? There is a telling anecdote in a fascinating story in the Telegraph set in the Wakhan Corrior (that little ‘finger’ of the country that ‘points’ at China). An ethnic Kyrgyz nomad says, “I will vote for Hamid Karzai” and his friends accompanying him all agree. Upon being informed that Karzai is not on the ballot, the man says:

    If I can’t vote for Karzai then I will vote for whoever is going to the parliament from our village.

    That is surely how the vast majority of Afghans will approach this election: Vote for some local notable. The result will be a National Assembly with no coherent majority, which will mean Karzai will have to piece support together by providing various payoffs (mostly jobs, pork, etc.) to factions of legislators in exchange for their support of Karzai’s policy initiatives.

    The emerging Afghan comination of a president bargaining with a disorganized legislative branch stands in stark contrast to the emerging Iraqi pattern of a parliamentary system based on a coalition of centralized parties. Most political scientists would favor something closer to the Iraqi model, at least in the abstract (though few would have advised the single national district that was used for Iraq’s party-list election). Whether one or the other model is preferable for wartorn and divided societies like those of Afghanistan and Iraq could be a topic for an interesting debate (or a class assignment).

    Propagation: Seeds & scions (2)


    Fruits and Votes » Blog Archive » Half a year of Fruits and Votes: A remarkable series of elections grafted [...] Afghanistanis went to the polls in September, although the results were not released until December. This election was remarkable simply for its having occurred, but as with Iraq, there were no surprises in the results. Afghanistan’s institutions are almost the polar opposite of those of Iraq, so they do not produce the predictable sectarian-party distribution of strength in parliament (and mirror that in the executive) as we are seeing in Iraq. Instead, as expected, the Afghanistani elections produced the erratic results typical of the single nontransferable vote when there is no party to coordinate the system (as there had been in Japan for forty years where the LDP played a similar system to its advantage). Afghanistan’s turnout was low and warlords and local notables won many seats in an election that was contested along local and personal factors rather than on national issues or party lines. [...]
    PoliBlog: Politics is the Master Science » Election Day grafted [...] See Matthew Shugart here and especially here in regards to the voting method being used in Afghanistan and its implications. He also comments on turnout here. [...]

    2 ideas sprouting »

    1. [...] See Matthew Shugart here and especially here in regards to the voting method being used in Afghanistan and its implications. He also comments on turnout here. [...]

      Scion grafted by PoliBlog: Politics is the Master Science » Election Day — 18 September 2005 @ 12:30

    2. [...] Afghanistanis went to the polls in September, although the results were not released until December. This election was remarkable simply for its having occurred, but as with Iraq, there were no surprises in the results. Afghanistan’s institutions are almost the polar opposite of those of Iraq, so they do not produce the predictable sectarian-party distribution of strength in parliament (and mirror that in the executive) as we are seeing in Iraq. Instead, as expected, the Afghanistani elections produced the erratic results typical of the single nontransferable vote when there is no party to coordinate the system (as there had been in Japan for forty years where the LDP played a similar system to its advantage). Afghanistan’s turnout was low and warlords and local notables won many seats in an election that was contested along local and personal factors rather than on national issues or party lines. [...]

      Scion grafted by Fruits and Votes » Blog Archive » Half a year of Fruits and Votes: A remarkable series of elections — 11 February 2006 @ 17:31

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    Recent comments.

  • Do UK elections now allow fusion candidacies? (12)
    • Tom Round: Chris @9: “but in not having an UKIP opponent to siphon votes from the right.” Good point. However, given voluntary voting...
    • MSS: UKIP did admit during the recent local election campaign that it did not fully vet its candidates, due to (it was claimed) resource...
    • Chris: UKIP’s candidates for Parliament and MEP do indeed seem to need National Executive Committee Approval before being placed on the...
    • Chris: I think the key thing in being a Conservative-UK IP candidate might not be in having both of their emblems, but in not having an UKIP...
    • MSS: Here is the text (see Jaffr’s link): After paragraph (2A) insert— “(2AA)If a candidate who is the subject of an authorisation by...
    • MSS: Let me call attention here to Jaffr. at comment #1, who notes the amendment to the ballot law was passed earlier in 2013. (This comment was...
    • Tom Round: > “would officially be Conservative-Li beral on the ballot” The UK only adopted ballot labels in the early 1970s, and...
  • Is MMP in Ireland’s future? (7)
    • Wilf Day: Ireland’s Constitutional Convention is a very interesting model of an electoral reform process. It includes 66 randomly selected...
    • MSS: Yes, electoral-syste m change would require a constitutional amendment, which is why it is a topic of the Constitutional Convention. The...
    • Alan: I expect the sixth and last senate place to be decided by very small margins in a number of states. Voting below the line will have more than...
    • Tom Round: Sorry, I should clarify: A legal change to an explicit party list system would indeed require a referendum to amend the Constituti...
    • JD: Tom: I think the Irish probably DO like getting a choice among different candidates of the same party. Whether their leaders like offering that...
  • Distortions of the US House: It’s not how the districts are drawn, but that there are (single-seat) districts (30)
    • Ed: This is another article where the writer attempted to draw non-partisan districts, using a set of criteria an independent commission could...
  • Does STV have anything to do with absence of “free votes” in Ireland? (16)
    • MSS: I was sort of hoping this thread would be about free votes and STV’s possible role in them, but whatever… Uruguay has primary...
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